General manager of the business department of Oriental Securities Insider trading risk prone

The general manager of the business department in the Orient Securities Insider Trading Risk frequent hot column capital flows thousands of thousands of stocks the latest Rating Rating diagnosis simulated trading client Sina App: Live on-line blogger to guide your entries you earn take can make you my business department general manager in Orient Securities Insider trading risk prone Zhao Siyin in July this year listed on the stock exchange of Hongkong Orient Securities (600958.SH 3958.HK) has recently been Chinese Securities Industry Association Bulletin named 17 products, Orient Securities, a wholly owned subsidiary of the new play was included in the blacklist of placing the object, the time limit for half a year. This is not the first such "Oriental Securities facing unexpected trouble". Two weeks ago (August 19th), due to alleged insider trading, securities business department general manager Li Wenjie punishment on labor West Orient Securities Changsha City, and take 7 years banned from the securities market regulatory measures. At the same time, the performance of the semi annual report of the eastern securities also do not look good. Reported that the company achieved operating income of 2 billion 893 million yuan in the first half, down by $73.70%, attributable to shareholders of the parent company net profit of $1 billion 283 million, compared with last year dropped by 78.16%. Blacklisted VS subsidiary is late September 8th survey data, China Securities Industry Association Bulletin, three, China for participating in the nuclear construction, Shanghai and Shanghai shares under the net purchase, not on time pay the full subscription funds, but did not provide a valid offer to participate in the purchase, decided to 50 object placement in violation of the provisions included in the black list, blacklist time to March 7, 2017. According to the briefing, Orient Securities Asset Management Limited (hereinafter referred to as the "Topix information management") 17 products for "but did not provide a valid offer to participate in the purchase of violation and was named informed. Two weeks ago (August 19th), the Commission bursts of two administrative penalty decision to Orient Securities, not only will Bo Yun new material assets acquired behind the case of insider trading and involved the Bo Yun new materials high shareholder venture capital general manager Xie Xuan exposure of labor West Orient Securities Changsha business department general manager Li Wenjie to take 7 years the securities regulatory measures shichangjinru. It is understood that because of the Orient Securities business cooperation with high venture, Li Wenjie and Xie Xuan known for many years, and two people have more frequent contact in the period from December 31, 2013 to May 24, 2014, during Li Wenjie’s use of "Chen Xiang" and "Gu Mouhui" two securities account transactions "Bo Yun new materials". After the investigation and hearing, the Commission noted that Li Wenjie illegal facts above, a related announcement, the relevant personnel inquiry transcripts, personnel communication records, involving account opening information, transaction flow, funds transfer records and other evidence sufficient to identify insider trading behavior. As a securities market practitioners, Li Wenjie paid a heavy price for the insider trading behavior. SFC Li Wenjie not only to confiscate the illegal income 2 million 171 thousand and 400 yuan, a fine of 6 million 514 thousand and 100 yuan, 7 years to take more securities shichangjinru measures against it. Even in June when the Oriental Securities shares on the hearing相关的主题文章: